Identifying legal and regulatory standards impacting the distribution of investment funds and the companie's products;
Keeping abreast of regulatory change, including marketing restrictions and ESG standards across the companie's jurisdictions;
Reviewing the adequacy of marketing communications and clients communications in general, against legal and regulatory standards, with a client-focused mindset;
Advising and training our Sales and Marketing units across the globe;
Building productive and efficient relationships across Sales, Marketing and Legal/Governance units.
Designing and maintaining Distribution Compliance processes and procedures.